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Andy Ortega Lopez

Wells Fargo Clearing Services, LLC

Saint Petersburg, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-09
  • FL RA
    APPROVED
    Since 2021-11-09

Branch Locations

4100 4Th St N, Saint Petersburg, FL 33703 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Temple Terrace FL 08/2018 09/2021
Bank Of America Palm Harbor FL 07/2017 08/2018
Alonso High School Tampa FL 08/2011 05/2017
Wells Fargo Clearing Services, Llc Saint Petersburg FL 11/2021 Present
Wells Fargo Bank, Na Saint Petersburg FL 09/2021 Present
  • 08/2018 → 09/2021
    Morgan Stanley Smith Barney Llc
    Temple Terrace, FL
  • 07/2017 → 08/2018
    Bank Of America
    Palm Harbor, FL
  • 08/2011 → 05/2017
    Alonso High School
    Tampa, FL
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Saint Petersburg, FL
  • 09/2021 → Present
    Wells Fargo Bank, Na
    Saint Petersburg, FL
Previous Registrations
Other Businesses

TAMPA PRIVATE GROUP LLC, INV RELATED, TAMPA, FL, 100% OWNERSHIP, START 6/14/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FLIPPING HOMES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
  • S66 Uniform Combined State Law Examination
    2018-11-09
Other Names
  • Andy Lopez

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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