Roberto Garcia-Pallares

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 09/2019
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2017 → 08/2017
  Billage
  Barcelona
• 12/2019 → 06/2021
  E*Trade Securities Llc
  Cupertino, CA
• 06/2021 → 08/2022
  Robinhood Financial, Llc
  Menlo Park, CA
• 09/2022 → 06/2025
  J.P. Morgan Securities Llc
  Tempe, AZ
• 09/2022 → 06/2025
  Jpmorgan Chase Bank, N.A.
  Tempe, AZ
• 09/2017 → 06/2018
  Unemployed
  Tucson, AZ
• 09/2016 → 05/2017
  Unemployed
  Tucson, AZ
• 10/2019 → 11/2019
  Unemployed
  Scotts Valley, CA
• 06/2025 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 06/2025 → Present
  Charles Schwab Bank
  Phoenix, AZ

Previous Registrations

• 2022-11-09 → 2025-06-01
  J.P. Morgan Securities Llc
  Tempe, AZ
  Tempe, AZ
  Tempe, AZ
  Tempe, AZ
• 2020-11-17 → 2021-07-20
  Harrisdirect Llc
  Cupertino, CA
  Arlington, VA
  Cupertino, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-11-17
• S63 Uniform Securities Agent State Law Examination
  2018-09-25

Other Names

• Roberto Armando Garcia-Pallares
• Rob Garcia
• Roberto Garcia Pallares