Best Investors Account Sign in

Rachel Alisa Bubb

Kwb Wealth

Redlands, CA

Claim This Profile
Current Employers
Kwb Wealth

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-15
  • CA RA
    APPROVED
    Since 2020-05-15

Branch Locations

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dashe Cellars Oakland CA 08/2016 11/2016
Wine On Piedmont Oakland CA 11/2016 02/2017
Butler Green Farms Bainbridge Island WA 03/2017 11/2017
Playa Viva Juluchuca 02/2018 05/2018
Lpl Financial, Llc Redlands CA 07/2018 Present
Kwb Wealth Redlands CA 05/2020 Present
  • 08/2016 → 11/2016
    Dashe Cellars
    Oakland, CA
  • 11/2016 → 02/2017
    Wine On Piedmont
    Oakland, CA
  • 03/2017 → 11/2017
    Butler Green Farms
    Bainbridge Island, WA
  • 02/2018 → 05/2018
    Playa Viva
    Juluchuca
  • 07/2018 → Present
    Lpl Financial, Llc
    Redlands, CA
  • 05/2020 → Present
    Redlands, CA
Other Businesses

1. 9/27/2018 - KWB Wealth Managers Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100%. 2. 6/27/2019 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2019 - 200 Hours Per Month/4 Hours During Securities Trading. 3. 5/27/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/03/2019 - 200 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/30/2022 - Eagle Hawk LLC - Not Investment Related - 650 S La Salle St Redlands, CA 92374 - Outside/W-2 Employment - Farm hand - Start Date - 01/03/2022 - 24 Hours Per Month/0 Hours During Securities Trading 5. 07/19/2023 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/03/2019 - 200 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 6/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 05/16/2025 - KWB Wealth - Non Investment Related - Other - Loan- At Reported Business Location(s) - Start Date: 07/09/2018 - 160 Hrs/Mth - 100 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
  • S66 Uniform Combined State Law Examination
    2018-12-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Redlands, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor