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1782 Orange Tree Lane, Redlands, CA 92374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dashe Cellars | Oakland | CA | 08/2016 | 11/2016 |
| Wine On Piedmont | Oakland | CA | 11/2016 | 02/2017 |
| Butler Green Farms | Bainbridge Island | WA | 03/2017 | 11/2017 |
| Playa Viva | Juluchuca | 02/2018 | 05/2018 | |
| Lpl Financial, Llc | Redlands | CA | 07/2018 | Present |
| Kwb Wealth | Redlands | CA | 05/2020 | Present |
1. 9/27/2018 - KWB Wealth Managers Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100%. 2. 6/27/2019 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2019 - 200 Hours Per Month/4 Hours During Securities Trading. 3. 5/27/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/03/2019 - 200 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/30/2022 - Eagle Hawk LLC - Not Investment Related - 650 S La Salle St Redlands, CA 92374 - Outside/W-2 Employment - Farm hand - Start Date - 01/03/2022 - 24 Hours Per Month/0 Hours During Securities Trading 5. 07/19/2023 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 06/03/2019 - 200 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 6/2019. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 05/16/2025 - KWB Wealth - Non Investment Related - Other - Loan- At Reported Business Location(s) - Start Date: 07/09/2018 - 160 Hrs/Mth - 100 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-07 |
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