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Rosemarie Agatha Allora

Empower Advisory Group, LLC

Greenwood Village, CO

Caldwell, NJ

CRD 3130957

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-08-04
  • NJ RA
    APPROVED
    Since 2017-08-04

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc. Greenwood Village CO 05/2005 Present
  • 05/2005 → Present
    Gwfs Equities Inc.
    Greenwood Village, CO
Other Businesses

I Let TrustTrustee; Personal Estate of a friend. A friend wants to name me as their trustee on their I Let Trust. I am inquiring if I can accept this responsibility.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30

View on SEC IAPD

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