Best Investors Account Sign in
Inactive

Adam Joseph Roberts

Potentia Wealth

San Jose, CA

Claim This Profile
Current Employers
Potentia Wealth

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-02
  • CA RA
    APPROVED
    Since 2024-04-02

Branch Locations

1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Jose CA 07/2018 01/2022
San Jose State University San Jose CA 08/2016 05/2018
Mariner Independent Advisor Network, Llc San Jose CA 05/2021 03/2024
Potentia Ria, Llc San Jose CA 04/2024 Present
  • 07/2018 → 01/2022
    Lpl Financial, Llc
    San Jose, CA
  • 08/2016 → 05/2018
    San Jose State University
    San Jose, CA
  • 05/2021 → 03/2024
    Mariner Independent Advisor Network, Llc
    San Jose, CA
  • 04/2024 → Present
    Potentia Ria, Llc
    San Jose, CA
Previous Registrations
Other Businesses

1. Fixed Insurance, Investment Related, San Jose, CA, Sales of fixed insurance products, Insurance agent, sales of fixed insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-14
  • S66 Uniform Combined State Law Examination
    2021-04-14
Designations

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor