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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-03 |
| AZ | RA | APPROVED | 2021-11-26 |
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2018 | 11/2018 |
| Amazon | Tempe | AZ | 07/2017 | 07/2018 |
| Phoenix Union High School District | Phoenix | AZ | 07/2012 | 01/2017 |
| Unemployed | Phoenix | AZ | 02/2017 | 07/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2018 | 03/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-12 |
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