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Tinika Nichole Mills

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6988611

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-01-03
AZ RA APPROVED 2021-11-26
TX RA APPROVED 2021-11-18
  • IN RA
    APPROVED
    Since 2024-01-03
  • AZ RA
    APPROVED
    Since 2021-11-26
  • TX RA
    APPROVED
    Since 2021-11-18

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2018 11/2018
Amazon Tempe AZ 07/2017 07/2018
Phoenix Union High School District Phoenix AZ 07/2012 01/2017
Unemployed Phoenix AZ 02/2017 07/2017
The Vanguard Group, Inc. Scottsdale AZ 11/2018 03/2021
The Vanguard Group, Inc. Scottsdale AZ 03/2021 Present
  • 07/2018 → 11/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2017 → 07/2018
    Amazon
    Tempe, AZ
  • 07/2012 → 01/2017
    Phoenix Union High School District
    Phoenix, AZ
  • 02/2017 → 07/2017
    Unemployed
    Phoenix, AZ
  • 11/2018 → 03/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2021 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-12
Other Names
  • Tinika Nichole Mills
  • Tinika Nichole Clay
  • Tinika Mills

View on SEC IAPD

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