Best Investors Account Sign in

Baron Douglas Lee

U.S. Bancorp Advisors, LLC

Santa Clarita, CA

Sylmar, CA

Santa Clarita, CA

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

26425 Sierra Hwy, Santa Clarita, CA 91321 • United States

13831 Foothill Blvd, Sylmar, CA 91342 • United States

23620 Lyons Ave, Santa Clarita, CA 91321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Venice CA 06/2018 08/2022
Jpmorgan Chase Bank, N.A. Venice CA 07/2009 08/2022
U.S. Bank Los Angeles CA 09/2022 07/2023
U.S. Bancorp Investments, Inc. Santa Clarita CA 09/2022 02/2026
U.S. Bancorp Advisors, Llc Santa Clarita CA 02/2026 Present
  • 06/2018 → 08/2022
    J.P. Morgan Securities Llc
    Venice, CA
  • 07/2009 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Venice, CA
  • 09/2022 → 07/2023
    U.S. Bank
    Los Angeles, CA
  • 09/2022 → 02/2026
    U.S. Bancorp Investments, Inc.
    Santa Clarita, CA
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Santa Clarita, CA
Previous Registrations
  • 2024-02-20 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Santa Clarita, CA
    Santa Clarita, CA
    Sylmar, CA
    Tarzana, CA
    Santa Clarita, CA
    Hollywood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-20
S63 Uniform Securities Agent State Law Examination 2018-11-28
  • S66 Uniform Combined State Law Examination
    2024-02-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-28
Other Names
  • Baron Lee

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
AVINCI WEALTH MANAGEMENT, INC.
CETERA INVESTMENT ADVISERS LLC
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KAMERIE JOY LARSEN
Natalia Carolina Avila
Robyn L Lawhon
Stephen Vincent Festa
JASON A GIETTER
Jeannette Harris
Michael Adam Wright
Willie Lopez

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA CLARITA, CA
MORGAN STANLEY · VALENCIA, CA
J.P. MORGAN SECURITIES LLC · VALENCIA, CA
AVINCI WEALTH MANAGEMENT, INC. · VALENCIA, CA
CETERA INVESTMENT ADVISERS LLC · VALENCIA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALENCIA, CA
GLOBAL FINANCIAL ADVISORY SERVICES, INC. · VALENCIA, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Valencia, CA

More in Santa Clarita, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor