James Havell

Current Employers

Employment History

• 07/2018 → 10/2019
  Raymond James & Associates
  Manhattan, NY
• 07/2016 → 11/2016
  Adsyst Automation Ltd
  Yateley
• 12/2016 → 12/2017
  Handelsbanken Wealth Management
  London
• 07/2018 → 07/2018
  Wells Fargo
  New York, NY
• 01/2018 → 07/2018
  Unemployed
  New York, NY
• 10/2019 → 06/2022
  Kestra Advisory Services, Llc
  Port Jefferson, NY
• 08/2022 → 11/2022
  Tanager Wealth Management
  Philadelphia, PA
• 11/2022 → Present
  Kestra Advisory Services Llc
  Port Jefferson, NY
• 11/2022 → Present
  Kestra Investment Services Llc
  Port Jefferson, NY

Previous Registrations

• 2022-09-01 → 2022-12-06
  Tanager Wealth Management
  Philadelphia, PA
• 2020-07-15 → 2022-06-13
  Kestra Advisory Services, Llc
  Port Jefferson Stn, NY
  Austin, TX

Other Businesses

Name: Coastline Wealth Management Investment Related: Yes Address: 1303 Main St Port Jefferson NY 11777 Nature of Business: Registered Rep Position, Title or Relationship: Financial Advisor Start Date: 11/07/2022 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties:Meeting individually with clients to determine their financial objectives, risk tolerance, income, expenses and assets ? Offering strategic advice on products and services, such as investments, insurance coverage and debt management tools ? Maintaining compliance with all rules and regulations in the financial industry ? Identifying and pursuing potential clients to maintain a strong client base ? Assist in client meeting preparation and follow-up including assembling requisite paperwork, report generation, appointment scheduling and post-meeting documentation ? Manage client needs regarding processing, service, and problem resolution in a timely and accurate manner while ensuring documentation and record keeping adheres to compliance standards ? Process, submit, and service all account paperwork/requests; follow through to completion utilizing paperless procedures (including eSignature) where available Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HAGENDORF & HAVELL WEALTH MANAGEMENT & WEALTH AUDITS POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2025 ADDRESS: 1303 Main St, Port Jefferson NY 11777, United States DESCRIPTION: Helps individuals, businesses, and institutions grow, manage, and protect their money through professional financial services.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-10

Other Names

• James R Havell