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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-15
OH RA APPROVED 2025-04-29
MD RA APPROVED 2025-02-20
MN RA APPROVED 2025-02-20
FL RA APPROVED 2024-05-21
IL RA APPROVED 2020-08-12
WI RA APPROVED 2020-08-12
  • SC RA
    APPROVED
    Since 2026-04-15
  • OH RA
    APPROVED
    Since 2025-04-29
  • MD RA
    APPROVED
    Since 2025-02-20
  • MN RA
    APPROVED
    Since 2025-02-20
  • FL RA
    APPROVED
    Since 2024-05-21
  • IL RA
    APPROVED
    Since 2020-08-12
  • WI RA
    APPROVED
    Since 2020-08-12

Branch Locations

8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panera Naperville IL 01/2014 07/2018
Guardian Life Insurance Company Of America Madison WI 07/2018 Present
Park Avenue Securities Madison WI 07/2019 Present
  • 01/2014 → 07/2018
    Panera
    Naperville, IL
  • 07/2018 → Present
    Guardian Life Insurance Company Of America
    Madison, WI
  • 07/2019 → Present
    Park Avenue Securities
    Madison, WI
Other Businesses

1) Executor- Erika Voogd's estate, Start: 05/01/2021, Address: N/A, 0 total hours per month, Not investment related, No annual compensation, 2.) Dominus Nerd Shop LLC- Sell random things, mostly collectables. Usually sell on ebay., Start: 01/01/2022, Address: 318 Island Dr Unit 19. Madison WI 53705, 50 total hours per month; 0 during securities trading hours, Not investment related, More than 10% annual compensation, 3) Power of Attorney - Gary Franklin, Start Date: 6/30/2023, Address: 318 Island Dr., Unit 19, Madison, WI 53705, 1 total hour of per month, 0 during securities trading hours, Not Investment Related, No annual compensation, 4) Fixed Insurance Sales off Platform, Start Date: 07/01/2024, Address: 8010 Excelsior Drive #200 Madison WI 53717, 1 total hour of per month, 1 during securities trading hours, Investment Related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-04
  • S66 Uniform Combined State Law Examination
    2020-08-04

View on SEC IAPD

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