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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-15 |
| OH | RA | APPROVED | 2025-04-29 |
| MD | RA | APPROVED | 2025-02-20 |
| MN | RA | APPROVED | 2025-02-20 |
| FL | RA | APPROVED | 2024-05-21 |
| IL | RA | APPROVED | 2020-08-12 |
| WI | RA | APPROVED | 2020-08-12 |
Branch Locations
8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Panera | Naperville | IL | 01/2014 | 07/2018 |
| Guardian Life Insurance Company Of America | Madison | WI | 07/2018 | Present |
| Park Avenue Securities | Madison | WI | 07/2019 | Present |
1) Executor- Erika Voogd's estate, Start: 05/01/2021, Address: N/A, 0 total hours per month, Not investment related, No annual compensation, 2.) Dominus Nerd Shop LLC- Sell random things, mostly collectables. Usually sell on ebay., Start: 01/01/2022, Address: 318 Island Dr Unit 19. Madison WI 53705, 50 total hours per month; 0 during securities trading hours, Not investment related, More than 10% annual compensation, 3) Power of Attorney - Gary Franklin, Start Date: 6/30/2023, Address: 318 Island Dr., Unit 19, Madison, WI 53705, 1 total hour of per month, 0 during securities trading hours, Not Investment Related, No annual compensation, 4) Fixed Insurance Sales off Platform, Start Date: 07/01/2024, Address: 8010 Excelsior Drive #200 Madison WI 53717, 1 total hour of per month, 1 during securities trading hours, Investment Related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-04 |
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