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Emily Lin Grandon

Ubs Financial Services Inc.

Tacoma, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-08
WA RA APPROVED 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2026-06-08
  • WA RA
    APPROVED
    Since 2019-10-01

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ewu Dining Services Cheney WA 09/2016 12/2016
Eastern Washington University Cheney WA 09/2016 06/2018
Community Health Association Of Spokane Spokane WA 05/2017 06/2018
Personal Financial Planning Kent WA 07/2018 06/2019
Cetera Advisors Denver CO 10/2018 10/2018
Lpl Financial Kent WA 10/2018 06/2019
Thornapple River Capital Grand Rapids MI 06/2019 09/2019
Ubs Financial Services, Inc. 1145 Broad Way Suite 1400 WA 09/2019 Present
  • 09/2016 → 12/2016
    Ewu Dining Services
    Cheney, WA
  • 09/2016 → 06/2018
    Eastern Washington University
    Cheney, WA
  • 05/2017 → 06/2018
    Community Health Association Of Spokane
    Spokane, WA
  • 07/2018 → 06/2019
    Personal Financial Planning
    Kent, WA
  • 10/2018 → 10/2018
    Cetera Advisors
    Denver, CO
  • 10/2018 → 06/2019
    Lpl Financial
    Kent, WA
  • 06/2019 → 09/2019
    Thornapple River Capital
    Grand Rapids, MI
  • 09/2019 → Present
    Ubs Financial Services, Inc.
    1145 Broad Way Suite 1400, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-04
  • S66 Uniform Combined State Law Examination
    2019-06-04
Other Names
  • Emily Lin Rash
  • Emily Lin Grandon
  • Emily L Grandon

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Tacoma, WA
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