Alec Warren Grumet

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 08/2025
  Fidelity Investment Services Llc
  Greenwood Village, CO
• 06/2020 → 08/2020
  Guild Mortgage Company/Aerotek
  Denver, CO
• 10/2019 → 06/2020
  Unemployed
  Old Westbury, NY
• 08/2018 → 10/2019
  Vanguard Group
  Scottsdale, AZ
• 08/2014 → 08/2018
  University Of Arizona
  Tucson, AZ
• 12/2017 → 08/2018
  Seeing Machines
  Tucson, AZ
• 08/2016 → 01/2017
  Apple
  Tucson, AZ
• 08/2025 → 02/2026
  U.S. Bancorp Investments, Inc.
  Englewood, CO
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Englewood, CO

Previous Registrations

• 2025-10-15 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Englewood, CO
  Saint Paul, MN
  Denver, CO

Other Businesses

1) Thirteenth Investments LLC; Investment-related; Denver, CO; Real estate investments, rental properties; Owner of LLC; Owner; 9/9/2024; 0 hours/month; 0 hours/trading; Locating properties, purchasing properties, working with a management company to oversee the properties that are purchased. 2) Ogden Flats Condominium HOA; Not investment-related; Denver, CO; Home Owners Association; Board Member; Board Member; 12/2023; 2 hours/month; 0 hours/trading; Vote on issues or maintenance pertaining to the operations of the building.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-10
• S63 Uniform Securities Agent State Law Examination
  2020-12-17

Other Names

• Alec Grumet
• Alec Warren Grumet