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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Denver, CO • United States

7459 S Lima St, Englewood, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investment Services Llc Greenwood Village CO 08/2020 08/2025
Guild Mortgage Company/Aerotek Denver CO 06/2020 08/2020
Unemployed Old Westbury NY 10/2019 06/2020
Vanguard Group Scottsdale AZ 08/2018 10/2019
University Of Arizona Tucson AZ 08/2014 08/2018
Seeing Machines Tucson AZ 12/2017 08/2018
Apple Tucson AZ 08/2016 01/2017
U.S. Bancorp Investments, Inc. Englewood CO 08/2025 02/2026
U.S. Bancorp Advisors, Llc Englewood CO 02/2026 Present
  • 08/2020 → 08/2025
    Fidelity Investment Services Llc
    Greenwood Village, CO
  • 06/2020 → 08/2020
    Guild Mortgage Company/Aerotek
    Denver, CO
  • 10/2019 → 06/2020
    Unemployed
    Old Westbury, NY
  • 08/2018 → 10/2019
    Vanguard Group
    Scottsdale, AZ
  • 08/2014 → 08/2018
    University Of Arizona
    Tucson, AZ
  • 12/2017 → 08/2018
    Seeing Machines
    Tucson, AZ
  • 08/2016 → 01/2017
    Apple
    Tucson, AZ
  • 08/2025 → 02/2026
    Englewood, CO
  • 02/2026 → Present
    Englewood, CO
Previous Registrations
Other Businesses

1) Thirteenth Investments LLC; Investment-related; Denver, CO; Real estate investments, rental properties; Owner of LLC; Owner; 9/9/2024; 0 hours/month; 0 hours/trading; Locating properties, purchasing properties, working with a management company to oversee the properties that are purchased. 2) Ogden Flats Condominium HOA; Not investment-related; Denver, CO; Home Owners Association; Board Member; Board Member; 12/2023; 2 hours/month; 0 hours/trading; Vote on issues or maintenance pertaining to the operations of the building.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 2020-12-17
  • S65 Uniform Investment Adviser Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    2020-12-17
Other Names
  • Alec Grumet
  • Alec Warren Grumet

View on SEC IAPD

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