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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-19
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

705 E 12Th St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iwc Financial Planning Edinburg TX 09/2019 10/2022
Independent Wealth Consultants Edinburg TX 08/2018 10/2022
Iwc Insurance Edinburg TX 04/2019 10/2022
Walgreens San Juan TX 10/2014 08/2018
Home Depot Pharr TX 08/2020 03/2021
Lpl Financial Llc Edinburg TX 07/2018 10/2022
Lpl Financial Llc Austin TX 10/2022 Present
  • 09/2019 → 10/2022
    Edinburg, TX
  • 08/2018 → 10/2022
    Independent Wealth Consultants
    Edinburg, TX
  • 04/2019 → 10/2022
    Iwc Insurance
    Edinburg, TX
  • 10/2014 → 08/2018
    Walgreens
    San Juan, TX
  • 08/2020 → 03/2021
    Home Depot
    Pharr, TX
  • 07/2018 → 10/2022
    Edinburg, TX
  • 10/2022 → Present
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-02
S65 Uniform Investment Adviser Law Examination 2019-08-30
  • S63 Uniform Securities Agent State Law Examination
    2021-07-02
  • S65 Uniform Investment Adviser Law Examination
    2019-08-30
Other Names
  • Javier Ramos

View on SEC IAPD

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