Javier Ramos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 10/2022
  Iwc Financial Planning
  Edinburg, TX
• 08/2018 → 10/2022
  Independent Wealth Consultants
  Edinburg, TX
• 04/2019 → 10/2022
  Iwc Insurance
  Edinburg, TX
• 10/2014 → 08/2018
  Walgreens
  San Juan, TX
• 08/2020 → 03/2021
  Home Depot
  Pharr, TX
• 07/2018 → 10/2022
  Lpl Financial Llc
  Edinburg, TX
• 10/2022 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2019-09-26 → 2022-11-01
  Iwc Financial Planning
  Edinburg, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-07-02
• S65 Uniform Investment Adviser Law Examination
  2019-08-30

Other Names

• Javier Ramos