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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2018 | 11/2020 |
| Hospice Sanctuary | Scottsdale | AZ | 01/2017 | 09/2017 |
| Grand Canyon University | Phoenix | AZ | 01/2017 | 04/2018 |
| Townepark Valet | Phoenix | AZ | 11/2015 | 01/2017 |
| N/A | Phoenix | AZ | 04/2018 | 07/2018 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 11/2020 | 09/2021 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 09/2021 | 10/2021 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 10/2021 | 06/2022 |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AZ | 10/2021 | 06/2022 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2022 | Present |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 06/2022 | Present |
| Buckman & Corning Financial St | Scottsdale | AZ | 11/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-03 |
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