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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-06
CA RA APPROVED 2018-12-21
  • AZ RA
    APPROVED
    Since 2023-06-06
  • CA RA
    APPROVED
    Since 2018-12-21

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 07/2018 Present
Fry's Food & Drug Stores Gilbert AZ 01/2015 06/2018
Student Gilbert AZ 01/2000 05/2018
Charles Schwab Bank, Ssb Phoenix AZ 01/2023 Present
  • 07/2018 → Present
    Phoenix, AZ
  • 01/2015 → 06/2018
    Fry's Food & Drug Stores
    Gilbert, AZ
  • 01/2000 → 05/2018
    Student
    Gilbert, AZ
  • 01/2023 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Designations

View on SEC IAPD

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