Tara Anne Guhy

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-19
KY	RA	APPROVED	2019-06-25

TX RA
APPROVED

Since 2020-02-19
KY RA
APPROVED

Since 2019-06-25

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Louisville	KY	06/2018	Present
St Matthews Feed & Seed	Louisville	KY	08/2015	08/2018

06/2018 → Present

Morgan Stanley

Louisville, KY
08/2015 → 08/2018

St Matthews Feed & Seed

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-25

S66 Uniform Combined State Law Examination

2019-06-25

Other Names

Tara Anne Allen

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.

WAYCROSS GP, LLC

WAYCROSS PARTNERS, LLC

PNC WEALTH MANAGEMENT LLC

KESTRA ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

LANIER ASSET MANAGEMENT, LLC

ADVANTAGE INVESTMENT MANAGEMENT

Other Investors

REBECCA ANN LOVAN

Donald R Dentinger

MAYNARD EDWIN HOPPER

DEONNA STARGEL COLVIN

James Earl Groves

WHITNEY B WOODFORD

Bruce Mckiernan White

WILLIAM JOHNATHAN HENDERSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY

WAYCROSS GP, LLC · LOUISVILLE, KY

WAYCROSS PARTNERS, LLC · LOUISVILLE, KY

PNC WEALTH MANAGEMENT LLC · Louisville, KY

KESTRA ADVISORY SERVICES, LLC · Louisville, KY

LPL FINANCIAL LLC · LOUISVILLE, KY

LPL FINANCIAL LLC · LOUISVILLE, KY

LPL FINANCIAL LLC · LOUISVILLE, KY

More in Louisville, KY

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