Joseph D Sullivan

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-10
WA	RA	APPROVED	2018-09-10

TX RA
APPROVED_RES

Since 2021-09-10
WA RA
APPROVED

Since 2018-09-10

Branch Locations

3907 Castlevale Rd Suite 100, Yakima, WA 98902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baird Private Wealth Management	Yakima	WA	07/2018	Present
Zimmer Biomet Northwest	Bellevue	WA	04/2016	06/2018

07/2018 → Present

Baird Private Wealth Management

Yakima, WA
04/2016 → 06/2018

Zimmer Biomet Northwest

Bellevue, WA

Other Businesses

Name/Address: The Rotary Club of Yakima PO Box 464 Start Date:7/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Board Member Treasurer Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-08

S66 Uniform Combined State Law Examination

2018-09-08

Other Names

Joe Sullivan

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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