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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-21 |
| IA | RA | APPROVED | 2018-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Dubuque | IA | 06/2018 | Present |
| First Community Trust | Dubuque | IA | 04/2016 | 06/2018 |
CARNEGIE-STOUT PUBLIC BOARD OF TRUSTEES; NOT INV. RELATED; DUBUQUE, IA; TRUSTEE; START DATE 1/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MONTHLY MEETINGS AND DISCUSS BUDGETS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
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