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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-18
  • OH RA
    APPROVED
    Since 2019-07-18

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 07/2018 Present
The Christ Hospital Cincinnati OH 05/2017 07/2018
Five Seasons Family Sports Club Crestview Hills KY 05/2015 05/2017
  • 07/2018 → Present
    Ubs Financial Services
    Cincinnati, OH
  • 05/2017 → 07/2018
    The Christ Hospital
    Cincinnati, OH
  • 05/2015 → 05/2017
    Five Seasons Family Sports Club
    Crestview Hills, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-18
  • S66 Uniform Combined State Law Examination
    2019-07-18
Other Names
  • Baily Nicole Kennedy

View on SEC IAPD

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