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James Christopher Murphy

Equitable Advisors, LLC

Pearl River, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

One Blue Hill Plaza 18Th Floor, Pearl River, NY 10965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Investment Group Harrison NY 02/2006 12/2018
Axa Advisors, Llc New York NY 09/2018 06/2020
Equitable Advisors, Llc New York NY 09/2018 Present
  • 02/2006 → 12/2018
    Mariner Investment Group
    Harrison, NY
  • 09/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
Other Names
  • Jim Murphy
  • James Murphy
  • James C Murphy

View on SEC IAPD

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Grady Kerr Powers
WILLIAM EDWARD GALVIN
JOSEPH EDMONDSON
JOHN FRANCIS GALVIN
THOMAS FOX

Other Offices

HIGHTOWER ADVISORS, LLC · Pearl River, NY
KEY INVESTMENT SERVICES LLC · PEARL RIVER, NY
OSAIC WEALTH, INC. · PEARL RIVER, NY
J.P. MORGAN SECURITIES LLC · PEARL RIVER, NY
CSENGE ADVISORY GROUP, LLC · PEARL RIVER, NY
LPL FINANCIAL LLC · PEARL RIVER, NY
HUDSON COMPANIES · PEARL RIVER, NY
WESTMORE ASSET MANAGEMENT · PEARL RIVER, NY

More in Pearl River, NY

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