Ismael Castro

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-26
TX	RA	APPROVED	2025-02-26

Branch Locations

3335 S Figueroa St, Suite C, Los Angeles, CA 90007 • United States

3738 Crenshaw Blvd, Los Angeles, CA 90016 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo	Studio City	CA	07/2014	03/2018
Unemployed	Los Angeles	CA	04/2018	03/2019
Prudential Advisors	El Segundo	CA	04/2019	06/2022
Bank Of America/Merrill Lynch, Pierce, Fenner & Smith Inc	Los Angeles	CA	05/2022	02/2025
J.P. Morgan Securities Llc	Los Angeles	CA	02/2025	Present
Jpmorgan Chase Bank, N.A.	Los Angeles	CA	02/2025	Present

07/2014 → 03/2018

Wells Fargo

Studio City, CA
04/2018 → 03/2019

Unemployed

Los Angeles, CA
04/2019 → 06/2022

Prudential Advisors

El Segundo, CA
05/2022 → 02/2025

Bank Of America/Merrill Lynch, Pierce, Fenner & Smith Inc

Los Angeles, CA
02/2025 → Present

J.P. Morgan Securities Llc

Los Angeles, CA
02/2025 → Present

Jpmorgan Chase Bank, N.A.

Los Angeles, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-06-04
S63	Uniform Securities Agent State Law Examination	2019-02-07

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