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Graham Thomas Roy

Raymond James & Associates, Inc.

Birmingham , AL

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-02
FL RA APPROVED 2025-10-01
GA RA APPROVED 2020-12-10
  • AL RA
    APPROVED
    Since 2026-06-02
  • FL RA
    APPROVED
    Since 2025-10-01
  • GA RA
    APPROVED
    Since 2020-12-10

Branch Locations

Birmingham , AL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Services Group Atlanta GA 05/2018 07/2019
Auburn University Auburn AL 08/2013 12/2017
Voodoo Wing Co Auburn AL 01/2017 05/2017
Lyft Atlanta GA 03/2018 07/2018
Equity Services, Inc. Montpelier VT 07/2018 07/2019
Guardian Life Insurance Company Atlanta GA 07/2019 11/2020
Park Avenue Securities Atlanta GA 09/2019 11/2020
Raymond James & Associates Birmingham AL 11/2020 Present
  • 05/2018 → 07/2019
    National Financial Services Group
    Atlanta, GA
  • 08/2013 → 12/2017
    Auburn University
    Auburn, AL
  • 01/2017 → 05/2017
    Voodoo Wing Co
    Auburn, AL
  • 03/2018 → 07/2018
    Lyft
    Atlanta, GA
  • 07/2018 → 07/2019
    Equity Services, Inc.
    Montpelier, VT
  • 07/2019 → 11/2020
    Guardian Life Insurance Company
    Atlanta, GA
  • 09/2019 → 11/2020
    Park Avenue Securities
    Atlanta, GA
  • 11/2020 → Present
    Raymond James & Associates
    Birmingham , AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-21
  • S66 Uniform Combined State Law Examination
    2019-01-21
Other Names
  • Graham Roy

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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