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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-19 |
| CA | RA | APPROVED | 2018-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express | New York | NY | 04/2006 | 05/2018 |
| Lpl Financial Llc | Upland | CA | 07/2018 | Present |
| California Financial Partners | Upland | CA | 07/2018 | Present |
1. 01/05/2022 - 39 North, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 2/27/2023 - Meristem Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/15/2023 - 40 Hours Per Month/40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-10 |
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