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Henry Charles Nelson

First Trust Advisors LP

Wheaton, IL

Downers Grove, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-21
IL RA APPROVED 2023-04-03
  • TX RA
    APPROVED_RES
    Since 2025-07-21
  • IL RA
    APPROVED
    Since 2023-04-03

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Chicago IL 07/2018 05/2022
Unemployed Wheaton IL 11/2017 07/2018
Lockton Companies Chicago IL 10/2015 11/2017
First Trust Portfolios L.P. Wheaton IL 10/2022 Present
First Trust Advisors L.P. Wheaton IL 10/2022 Present
Unemployed Glen Ellyn IL 05/2022 10/2022
  • 07/2018 → 05/2022
    Goldman Sachs & Co. Llc
    Chicago, IL
  • 11/2017 → 07/2018
    Unemployed
    Wheaton, IL
  • 10/2015 → 11/2017
    Lockton Companies
    Chicago, IL
  • 10/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2022 → 10/2022
    Unemployed
    Glen Ellyn, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2023-04-03
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Henry C Nelson

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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