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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01

Branch Locations

430 3Rd Street N, Dassel, MN 55325 • United States

110 4Th Avenue Ne, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Isd 466 Cokato MN 08/2011 Present
Prowoodbats Howard Lake MN 06/2003 Present
Sagepoint Financial, Inc. Hutchinson MN 04/2019 Present
Osaic Wealth, Inc. Hutchinson MN 09/2023 Present
  • 08/2011 → Present
    Isd 466
    Cokato, MN
  • 06/2003 → Present
    Prowoodbats
    Howard Lake, MN
  • 04/2019 → Present
    Sagepoint Financial, Inc.
    Hutchinson, MN
  • 09/2023 → Present
    Hutchinson, MN
Previous Registrations
  • 2019-10-08 → 2023-09-01
    Osaic Services, Inc.
    Hutchinson, MN
Other Businesses

1. PROWOODBATS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2003 ADDRESS: 10673 Grover Ave SW, Howard Lake MN 55349, United States DESCRIPTION: Ordering, Sales, Service 2. LINDER INVESTMENTS INC. POSITION: Registered Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/11/2019 ADDRESS: 430 3rd St N, Dassel MN 55325, United States DESCRIPTION: Administrative work 3. LINDER FINANCIAL POSITION: Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/08/2018 ADDRESS: 110 4th Ave NE, Hutchinson MN 55350, United States DESCRIPTION: Life Insurance 4. CITY OF WINSTED POSITION: City Administrator NATURE: Government Agency INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 110 START DATE: 01/01/2024 ADDRESS: 201 1st St S, Winsted MN 55395, United States DESCRIPTION: Manage day to day operations of the city

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-05
  • S66 Uniform Combined State Law Examination
    2019-10-05

View on SEC IAPD

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