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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
MN RA APPROVED 2023-09-01
ND RA APPROVED 2023-09-01
WI RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01
  • ND RA
    APPROVED
    Since 2023-09-01
  • WI RA
    APPROVED
    Since 2023-09-01

Branch Locations

430 3Rd Street N, Dassel, MN 55325 • United States

330 Broadway Avenue South, Cokato, MN 55321 • United States

600 Demers Ave Suite 206, Grand Forks, ND 58201 • United States

110 4Th Avenue Ne, Hutchinson, MN 55350 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig American General Life Insurance Company Hutchinson MN 10/2002 Present
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Independant School District 466 Cokato MN 01/2009 Present
Osaic Wealth, Inc. Hutchinson MN 09/2023 Present
  • 10/2002 → Present
    Aig American General Life Insurance Company
    Hutchinson, MN
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 01/2009 → Present
    Independant School District 466
    Cokato, MN
  • 09/2023 → Present
    Hutchinson, MN
Previous Registrations
  • 2013-05-28 → 2023-09-01
    Osaic Services, Inc.
    Hutchinson, MN
Other Businesses

1. LINDER FARMS LLC, NO, 16261 Csah 15, Dassel, MN 55325, LLC, COMM. 07/07, 1/1, PARTNER, COLLECT RENT ON FARM LAND AND HOUSE; OTHER: 2. CORPORATE IAR, YES, 124 4TH AVE NE, HUTCHINSON, MN 55350, THIRD PARTY MONEY MANAGEMENT, CORPORATE IAR THROUGH SPF, FALL/2011, LESS THAN 5HRS/MONTH, LESS THAN 5HRS DT, THIRD PARTY MONEY MANAGEMENT. 3. JM LINDER HOLDINGS POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2018 ADDRESS: 430 3rd St, Dassel, MN 55325 DESCRIPTION: it is a LLC that we put our office building into when we bought it for tax and liability purposes. no activity really. 4. LINDER INVESTMENTS INC. POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2018 ADDRESS: 430 3rd St, Dassel, MN 55325 DESCRIPTION: payroll and book keeping 5. LINDER FINANCIAL RESOURCES POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2022 ADDRESS: 430 3rd St, Dassel, MN 55325 DESCRIPTION: meet with clients and prospects. Help with retirement planning issues. 6. MARK LINDER POSITION: trustee NATURE: personal INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/06/2023 ADDRESS: 16261 Csah 15, Dassel, MN 55325 DESCRIPTION: I have been named as trustee of my uncle Joe Svoboda's estate. So I will be doing the duties of trustee for the estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-01
S63 Uniform Securities Agent State Law Examination 1996-06-13
  • S65 Uniform Investment Adviser Law Examination
    2013-05-01
  • S63 Uniform Securities Agent State Law Examination
    1996-06-13

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