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Derek Ray Keirns

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6982783

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-05
TX RA APPROVED 2021-07-26
  • AZ RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED
    Since 2021-07-26

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2018 Present
Colorado State University Campus Intramurals Fort Collins CO 08/2015 05/2018
Usaa Colorado Springs CO 05/2017 03/2018
Colorado State University Fort Collins CO 08/2014 05/2018
  • 07/2018 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2015 → 05/2018
    Colorado State University Campus Intramurals
    Fort Collins, CO
  • 05/2017 → 03/2018
    Usaa
    Colorado Springs, CO
  • 08/2014 → 05/2018
    Colorado State University
    Fort Collins, CO
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 2018-09-05
  • S66 Uniform Combined State Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    2018-09-05
Other Names
  • Derek Keirns

View on SEC IAPD

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