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Charles Robert Ross

Frost Investment Advisors, LLC

San Antonio, TX

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Current Employers
Frost Investment Advisors, Llc

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services, Inc. San Antonio TX 05/2026 Present
Basis San Antonio TX 07/2013 06/2018
New York Life Insurance Co. San Antonio TX 07/2018 10/2022
Nylife Securities Llc San Antonio TX 08/2018 10/2022
Frost Investment Advisors, Llc San Antonio TX 10/2022 Present
  • 05/2026 → Present
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 07/2013 → 06/2018
    Basis
    San Antonio, TX
  • 07/2018 → 10/2022
    New York Life Insurance Co.
    San Antonio, TX
  • 08/2018 → 10/2022
    Nylife Securities Llc
    San Antonio, TX
  • 10/2022 → Present
    Frost Investment Advisors, Llc
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-23
S63 Uniform Securities Agent State Law Examination 2019-08-21
  • S65 Uniform Investment Adviser Law Examination
    2023-09-23
  • S63 Uniform Securities Agent State Law Examination
    2019-08-21
Other Names
  • Chuck Ross
  • Charles Ross

View on SEC IAPD

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