Best Investors Account Sign in

Thomas John Conlin

Rbc Capital Markets, LLC

Shoreview, MN

Shoreview, MN

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
MN RA APPROVED 2021-06-16
  • TX RA
    APPROVED
    Since 2021-08-31
  • MN RA
    APPROVED
    Since 2021-06-16

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Shoreview, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Shoreview MN 08/2020 Present
Rbc Wealth Management Minneapolis MN 06/2018 02/2020
Anderson Trucking Service Saint Louis Park MN 10/2017 05/2018
Buckeye International Hopkins MN 06/2017 09/2017
Saint John's University Collegeville MN 10/2015 05/2017
Saint John's University Collegeville MN 08/2013 05/2017
Mounds View High School Arden Hills MN 10/2018 08/2020
City National Bank Shoreview MN 10/2021 Present
  • 08/2020 → Present
    Rbc Capital Markets, Llc
    Shoreview, MN
  • 06/2018 → 02/2020
    Rbc Wealth Management
    Minneapolis, MN
  • 10/2017 → 05/2018
    Anderson Trucking Service
    Saint Louis Park, MN
  • 06/2017 → 09/2017
    Buckeye International
    Hopkins, MN
  • 10/2015 → 05/2017
    Saint John's University
    Collegeville, MN
  • 08/2013 → 05/2017
    Saint John's University
    Collegeville, MN
  • 10/2018 → 08/2020
    Mounds View High School
    Arden Hills, MN
  • 10/2021 → Present
    City National Bank
    Shoreview, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
  • S66 Uniform Combined State Law Examination
    2021-06-15

View on SEC IAPD

Other Firms

SOLIDITY FINANCIAL LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT WATERS FINANCIAL

Other Investors

BRANDON D WOOD
CHARLES COWARD SCOTT
BRUCE EDWARD WELLS
BRIDGET KATHLEEN GRAY
Nicholas D Olson
JEREMY DEAN WYTASKE
GREGORY SCOTT JOHNSON
DAVID SCOTT RICHTER

Other Offices

SOLIDITY FINANCIAL LLC · SHOREVIEW, MN
LPL FINANCIAL LLC · SHOREVIEW, MN
OSAIC WEALTH, INC. · North Oaks, MN
THRIVENT INVESTMENT MANAGEMENT INC. · North Oaks, MN
EDWARD JONES · NORTH OAKS, MN
EDWARD JONES · NORTH OAKS, MN
LPL FINANCIAL LLC · NORTH OAKS, MN
MML INVESTORS SERVICES, LLC · North Oaks, MN

More in Shoreview, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor