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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED_RES | 2024-04-24 |
Branch Locations
2000 Schafer St Suite 300, Bismarck, ND 58501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Asset Management | Sheridan | WY | 02/2018 | 08/2021 |
| Security State Bank | Sheridan | WY | 02/2015 | 02/2018 |
| Thrivent Investment Management Inc | Bismarck | ND | 08/2021 | 05/2022 |
| Thrivent Financial | Appleton | WI | 09/2021 | 12/2021 |
| Thrivent Financial | Appleton | WI | 12/2021 | 05/2022 |
| Edward Jones | St Louis | MO | 04/2024 | Present |
| Bravera Bank | Mandan | ND | 06/2022 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 2018-08-07 |
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