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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-25
  • IA RA
    APPROVED
    Since 2024-09-25

Branch Locations

1606 Golden Aspen Dr Ste 106, Ames, IA 50010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Mcvicker Ames IA 06/2024 08/2024
Lpl Financial Llc Omaha NE 07/2021 06/2024
The Expanse Team Inc Omaha NE 07/2018 07/2024
Waddell And Reed Inc Omaha NE 08/2018 07/2021
Waddell And Reed Omaha NE 07/2018 08/2018
University Of Iowa Iowa City IA 03/2015 03/2018
Amp De Kalb IL 03/2018 04/2018
Unemployed Iowa City IA 05/2018 06/2018
Michael Mcvicker Ames IA 08/2024 Present
Northwestern Mutual Investment Services Llc Ames IA 09/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
Matthew Nichols W Des Moines IA 03/2025 Present
  • 06/2024 → 08/2024
    Michael Mcvicker
    Ames, IA
  • 07/2021 → 06/2024
    Omaha, NE
  • 07/2018 → 07/2024
    The Expanse Team Inc
    Omaha, NE
  • 08/2018 → 07/2021
    Waddell And Reed Inc
    Omaha, NE
  • 07/2018 → 08/2018
    Waddell And Reed
    Omaha, NE
  • 03/2015 → 03/2018
    University Of Iowa
    Iowa City, IA
  • 03/2018 → 04/2018
    Amp
    De Kalb, IL
  • 05/2018 → 06/2018
    Unemployed
    Iowa City, IA
  • 08/2024 → Present
    Michael Mcvicker
    Ames, IA
  • 09/2024 → Present
    Ames, IA
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2025 → Present
    Matthew Nichols
    W Des Moines, IA
Previous Registrations
  • 2021-07-21 → 2024-06-26
    Savage, MN
    Omaha, NE
  • 2018-10-31 → 2021-07-21
    Waddell & Reed
    Omaha, NE
    Savage, MN
    West Point, NE
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG-TERM CARE INSURANCE PRODUCTS, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-30
  • S66 Uniform Combined State Law Examination
    2018-10-30
Other Names
  • Jarret Braden White

View on SEC IAPD

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