Mark Anthony Sandbach

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Morgan Stanley
  Louisville, KY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-06-30 → 2012-05-15
  J.P. Morgan Securities Llc
  Louisville, KY
• 2008-06-04 → 2009-06-04
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2007-04-02 → 2008-04-23
  Morgan Stanley & Co. Llc
  Purchase, NY
  Louisville, KY
• 2002-01-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Purchase, NY
  Louisville, KY

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-01
• S63 Uniform Securities Agent State Law Examination
  1999-02-08