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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-02 |
| WA | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 10/2014 | 01/2020 |
| Bank Of America, N.A. | Seattle | WA | 10/2014 | 01/2020 |
| Acosta Inc | Renton | WA | 03/2016 | 06/2017 |
| Hsbc Bank Usa, N.A. | Belleview | WA | 01/2020 | 12/2021 |
| Hsbc Securities (Usa) Inc. | Belleview | WA | 01/2020 | 12/2021 |
| Jpm Chase & Co | Seattle | WA | 12/2021 | 06/2023 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 06/2023 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-27 |
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