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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-26 |
Branch Locations
3131 E Camelback Road Suite 420, Phoenix, AZ 85016 • United States
Queen Creek, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richs | Lynnwood | WA | 05/2016 | 11/2018 |
| Unemployed | Everett | WA | 11/2018 | 01/2019 |
| Thrivent Investment Management Inc | Lake Stevens | WA | 02/2019 | 06/2020 |
| Thrivent Financial | Appleton | WI | 02/2019 | 05/2020 |
| Mutual Of Omaha Investor Services | Lynnwood | WA | 05/2020 | 06/2023 |
| Mutual Of Omaha Insurance Company | Lynnwood | WA | 05/2020 | 06/2023 |
| Tiaa | Phoenix | AZ | 07/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Phoenix | AZ | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-04 |
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