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Carlos Ramirez

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-03
AZ RA APPROVED 2023-08-30
  • TX RA
    APPROVED
    Since 2023-10-03
  • AZ RA
    APPROVED
    Since 2023-08-30

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Dallas TX 07/2018 08/2021
Jpmorgan Chase Bank Na Dallas TX 07/2018 08/2021
Jpmorgan Chase Bank Dallas TX 05/2017 08/2017
Texas A&M University College Station TX 06/2013 05/2018
Jpmorgan Chase Bank Na Scottsdale AZ 08/2021 Present
Jpmorgan Securities Llc Scottsdale AZ 08/2021 Present
  • 07/2018 → 08/2021
    Jpmorgan Securities Llc
    Dallas, TX
  • 07/2018 → 08/2021
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 05/2017 → 08/2017
    Jpmorgan Chase Bank
    Dallas, TX
  • 06/2013 → 05/2018
    Texas A&M University
    College Station, TX
  • 08/2021 → Present
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 08/2021 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-26
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-08-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28

View on SEC IAPD

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