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Dorothy A Hunt

Wells Fargo Clearing Services, LLC

Portsmouth, NH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2008-01-01
  • NH RA
    APPROVED
    Since 2008-01-01

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portsmouth NH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Portsmouth NH 11/2016 Present
Previous Registrations
  • 2005-10-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Portsmouth, NH
    Portsmouth, NH
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-05
  • S66 Uniform Combined State Law Examination
    2005-10-05
Other Names
  • Dorothy Ann Muhl
  • Dorothy Ann Collins
  • Dorothy A Hunt
  • Dorothy Ann Hunt

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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