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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-29
  • MA RA
    APPROVED
    Since 2024-10-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lawrence, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Andover MA 12/2017 04/2018
College Of The Holy Cross Worcester MA 06/2014 05/2018
Unemployed N/A MA 05/2018 07/2018
Gwfs Equities Andover MA 07/2018 Present
  • 12/2017 → 04/2018
    Putnam Investments
    Andover, MA
  • 06/2014 → 05/2018
    College Of The Holy Cross
    Worcester, MA
  • 05/2018 → 07/2018
    Unemployed
    N/A, MA
  • 07/2018 → Present
    Gwfs Equities
    Andover, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2018-08-22
  • S65 Uniform Investment Adviser Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2018-08-22

View on SEC IAPD

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