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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-05
  • IN RA
    APPROVED
    Since 2024-06-05

Branch Locations

8577 Ruffian Lane, Newburgh, IN 47630 • United States

7144 E Virginia St Suite F, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Goben Group Inc Newburgh IN 07/2014 12/2018
Goben & Goben Inc Newburgh IN 01/2019 02/2024
Allstate Insurance Co Newburgh IN 01/2019 02/2024
Old National Investments Evansville IN 03/2024 Present
Lpl Financial Llc Evansville IN 03/2024 Present
  • 07/2014 → 12/2018
    The Goben Group Inc
    Newburgh, IN
  • 01/2019 → 02/2024
    Goben & Goben Inc
    Newburgh, IN
  • 01/2019 → 02/2024
    Allstate Insurance Co
    Newburgh, IN
  • 03/2024 → Present
    Old National Investments
    Evansville, IN
  • 03/2024 → Present
    Evansville, IN
Other Businesses

1- 03/2024 / Goben & Goben / For-Profit Board Member / Vice-President / Property and Casualty Insurance / Non investment Related / 1% Time spent / Start date: 03/01/2024. 2- 03/05/2024- Goben & Goben INC - Business owner - Co-Owner - Not Investment Related - Indiana - Start Date 03/01/2024 3- 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-04
S63 Uniform Securities Agent State Law Examination 2019-08-10
  • S65 Uniform Investment Adviser Law Examination
    2024-06-04
  • S63 Uniform Securities Agent State Law Examination
    2019-08-10
Other Names
  • Josh Goben

View on SEC IAPD

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