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David Hartmeier

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-03-14
TX RA APPROVED 2024-02-26
  • DC RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-02-26

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Washington DC 07/2018 Present
Jpmorgan Securities Llc Washington DC 07/2018 Present
Jpmorgan Chase Bank Na Houston TX 05/2017 08/2017
Unemployed Princeton NJ 09/2016 05/2017
Unemployed Princeton NJ 08/2017 06/2018
  • 07/2018 → Present
    Jpmorgan Chase Bank Na
    Washington, DC
  • 07/2018 → Present
    Jpmorgan Securities Llc
    Washington, DC
  • 05/2017 → 08/2017
    Jpmorgan Chase Bank Na
    Houston, TX
  • 09/2016 → 05/2017
    Unemployed
    Princeton, NJ
  • 08/2017 → 06/2018
    Unemployed
    Princeton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-26
S63 Uniform Securities Agent State Law Examination 2018-09-25
  • S65 Uniform Investment Adviser Law Examination
    2024-02-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-25
Other Names
  • David Hartmeier
  • David Daily Hartmeier

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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