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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-07-21
TX RA APPROVED 2025-07-21
  • OK RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2025-07-21

Branch Locations

30 E Campbell St. Ste 260, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Edmond OK 01/2018 06/2018
Cookson Bend Marina Cookson Oklahoma OK 05/2014 08/2017
Cabelas Oklahoma City OK 08/2016 12/2016
Unemployeed Edmond OK 09/2017 12/2017
Voya Financial Advisors, Inc. Edmond OK 07/2018 09/2020
Securities America, Inc. Edmond OK 09/2020 06/2024
Securities America Advisors Edmond OK 09/2020 06/2024
Osaic Wealth, Inc. Edmond OK 06/2024 07/2025
Osaic Wealth, Inc. Edmond OK 06/2024 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2025 Present
  • 01/2018 → 06/2018
    Chase Bank
    Edmond, OK
  • 05/2014 → 08/2017
    Cookson Bend Marina
    Cookson Oklahoma, OK
  • 08/2016 → 12/2016
    Cabelas
    Oklahoma City, OK
  • 09/2017 → 12/2017
    Unemployeed
    Edmond, OK
  • 07/2018 → 09/2020
    Edmond, OK
  • 09/2020 → 06/2024
    Securities America, Inc.
    Edmond, OK
  • 09/2020 → 06/2024
    Securities America Advisors
    Edmond, OK
  • 06/2024 → 07/2025
    Edmond, OK
  • 06/2024 → 07/2025
    Edmond, OK
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2024-06-14 → 2025-07-23
    Edmond, OK
  • 2020-09-02 → 2024-06-14
    Securities America Advisors, Inc.
    Crescent, OK
    Edmond, OK
  • 2019-01-11 → 2020-09-08
    Overland Park, KS
    Edmond, OK
    Lake St. Louis, MO
    Norwalk, IA
    Danville, CA
Other Businesses

1. D&R TAHLEQUAH, 20076 E Taylor Dr., Tahlequah OK 73034, United States, 07/10/2025, Rental Property, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 2. RED ROCK FAMILY FARMS, LLC, 410 N Magnolia St, Crescent OK 73034, United States, 01/01/2022, Owner, Agriculture, NIR, 2 HR/MO - 1 HR/MO TRADING 3. FRONTPOINT WEALTH MANAGEMENT, LLC, 30 E Campbell St. Ste 260, Edmond OK 73034, United States, 07/10/2025, Agent, Insurance/Benefits/Human Resources, NIR, 3 HR/MO - 3 HR/MO TRADING 4. FRONTPOINT CFO SERVICES, 410 N Magnolia St, Crescent OK 73028, United States, 01/01/2025, Owner, Consulting/Coaching, NIR, 5 HR/MO - 3 HR/MO TRADING 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 07/2025, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-09
  • S66 Uniform Combined State Law Examination
    2018-11-09
Other Names
  • David Dick

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