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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-09
WA RA APPROVED 2020-01-30
  • TX RA
    APPROVED
    Since 2021-11-09
  • WA RA
    APPROVED
    Since 2020-01-30

Branch Locations

950 Broadway Street Suite 309, Tacoma, WA 98402 • United States

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Seattle WA 04/2019 Present
Mml Investors Services, Llc Seattle WA 07/2019 Present
Washington State University Pullman WA 08/2015 06/2019
Massmutual Northwest Bellevue WA 06/2018 08/2018
Greystar Seattle WA 06/2017 08/2017
  • 04/2019 → Present
    Massmutual Life Insurance
    Seattle, WA
  • 07/2019 → Present
    Seattle, WA
  • 08/2015 → 06/2019
    Washington State University
    Pullman, WA
  • 06/2018 → 08/2018
    Massmutual Northwest
    Bellevue, WA
  • 06/2017 → 08/2017
    Greystar
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23
Other Names
  • Ali Nelson

View on SEC IAPD

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