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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-05-06 |
Branch Locations
3100 Village Point Ste 200, Chesterton, IN 46304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeside Wealth Management | Chesterton | IN | 07/2018 | 05/2020 |
| Full-Time Education | Chesterton | IN | 11/2008 | 07/2018 |
| First Allied Securities, Inc. | Chesterton | IN | 07/2018 | 05/2020 |
| First Allied Securities, Inc | San Diego | CA | 11/2018 | 05/2020 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2020 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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