Dirk James Thompson

Employer firm

Nisa Investment Advisors, LLC CRD 107313

$344B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• MODEL DELIVERY

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Nisa Investment Advisors, Llc
  Saint Louis, MO

Previous Registrations

• 2008-01-01 → 2010-05-05
  Wells Fargo Clearing Services, Llc
  Evansville, IN
  Evansville, IN
• 2006-04-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Evansville, IN
• 2005-07-04 → 2006-04-11
  J.J.B. Hilliard, W.L. Lyons, Llc
  Louisville, KY

Exams

• S66 Uniform Combined State Law Examination
  2005-07-01

Designations

• Chartered Financial Analyst

Other Names

• Dirk James Thompson
• Dirk James Thompson