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1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Glendale | CA | 09/2018 | 12/2020 |
| Primerica Financial Services | Burbank | CA | 08/2010 | Present |
| Dsl Construction Corp | Los Angeles | CA | 06/2017 | Present |
| Jet Midwest Group | Los Angeles | CA | 06/2015 | 06/2017 |
| Pfs Investments Inc. | Burbank | CA | 09/2021 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. DSL Construction Corp, Not a securities investment-related business. The company has rental buildings which the company own and manage, address of the other business, Los Angeles, CA, the nature of the other business - The company has rental buildings which the company own and manage, position, title, or association with the other business; Senior Project Accountant, start date of the relationship with the other business; June 29, 2017, the approximate number of hours per month devoted to the other business, 160 hours, the number of hours devoted to the other business during securities trading hours, 130 hours (based on securities trading hours of 9:30am - 4pm), description of duties relating to other business, Accounting and financial statements reporting and analysis Asian Pacific Health Care Venture Inc, Not a securities investment-related business. A community health care center/clinic, address of the other business Los Angeles, CA, nature of the other business - A community health care center/clinic primarily serving the low-income members of the community, the position, title, or association with the other business, Community volunteer board member/executive committee member/ finance committee chair. This is a volunteer work for me to give back to the community and I do not receive any compensation or any benefit whatsoever in the performance of my volunteer work. start date of the relationship with the other business, January 2015, the approximate number of hours per month devoted to the other business- Two hours per month (for the monthly board meeting), the number of hours devoted to the other business during securities trading hours - None description of duties relating to other business The Board generally decides on important operational and financial matters or affairs of the community health care center. However, it is not involved in the day-to-day operations of the center. The center has dedicated management staff such as CEO, CFO, Medical Director, etc. for its day-to-day operations. The Board decides as a whole and not on individual member capacity for all matters it decides on. The Executive committee acts in behalf of the Board only for actions needing immediate attention but eventually still need final Board approval. The Finance committee recommends on matters of accounting and finance. Its function is recommendatory. It is not involved in the day-to-day financial operation and decision of the Finance and Accounting department.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-16 |
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