Andy Garcia

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 12/2018
  Unemployed
  Elizabeth, NJ
• 10/2016 → 12/2017
  Piug
  Middletown, NJ
• 11/2014 → 10/2016
  Nordstroms
  Edison, NJ
• 11/2018 → 05/2019
  Axa Advisors Llc
  Wall Township, NJ
• 05/2019 → 06/2020
  Pruco Securities Llc
  Paramus, NJ
• 06/2019 → 06/2020
  The Prudential Insurance Company Of America
  Paramus, NJ
• 06/2020 → 07/2022
  Fidelity Investments
  Westlake, TX
• 02/2023 → 10/2023
  Charles Schwab & Co., Inc
  Westlake, TX
• 08/2022 → 01/2023
  Unemployed
  Dallas, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2023-03-14 → 2023-10-16
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2019-08-14 → 2020-06-05
  Pruco Securities, Llc.
  Paramus, NJ
• 2019-03-15 → 2019-05-20
  Equitable Advisors, Llc
  Elizabeth, NJ
  Woodbridge, NJ
  Wall, NJ

Exams

• S66 Uniform Combined State Law Examination
  2019-03-11