James Roger Van Diest

Current Employers

Employment History

• 05/2022 → 02/2023
  Principal Financial Group - Principal International
  Des Moines, IA
• 05/2021 → 05/2022
  Chevron Corporation - Renewable Energy Group Inc.
  Ames, IA
• 04/2020 → 08/2020
  Summit Agricultural Group - Summit Investments
  Alden, IA
• 01/2020 → 04/2020
  Mcgowen, Hurst, Clark & Smith, P.C.
  West Des Moines, IA
• 05/2018 → 08/2018
  Dawson & Bertran Investment Advisors
  Webster City, IA
• 05/2015 → 08/2018
  Van Diest Supply Company
  Webster City, IA
• 02/2019 → 05/2021
  Ames Racquet & Fitness Center
  Ames, IA
• 11/2017 → 05/2018
  Iowa State University - Inter Residence Halls Association
  Ames, IA
• 08/2017 → 05/2021
  Iowa State University
  Ames, IA
• 08/2021 → 05/2023
  Iowa State University
  Ames, IA
• 08/2013 → 05/2017
  Webster City High School
  Webster City, IA
• 05/2018 → 07/2018
  Iowa State University - Study Abroad
  Athens
• 03/2023 → 04/2025
  Osaic Wealth, Inc.
  Webster City, IA
• 06/2023 → 03/2024
  Dawson & Bertran Investment Advisors
  Webster City, IA
• 03/2024 → 04/2025
  Van Diest Capital
  Webster City, IA
• 04/2025 → Present
  Van Diest Capital
  Polk City, IA
• 05/2019 → 08/2019
  Chevron Corporation - Renewable Energy Group Inc.
  Ames, IA

Previous Registrations

• 2023-05-10 → 2025-04-22
  Osaic Wealth, Inc.
  Webster City, IA

Other Businesses

1) VAN DIEST CAPITAL, LLC (FIXED INSURANCE) POS: Owner/Insurance Sales NATURE: LLC & DBA for fixed insurance INVESTMENT RELATED: Yes # OF HRS: 20 SECURITIES TRADING HRS: 20 START DATE: 3/15/24 ADDRESS: Webster City IA 50595 DESCRIPTION: Solicit sales and servicing of fixed insurance products 2) VAN DIEST CAPITAL, LLC- SECURITIES POS: Founder/Private Wealth Advisor NATURE: LLC & DBA name for securities business INVESTMENT RELATED: Yes # OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 3/15/24 ADDRESS: Webster City IA 50595 DESCRIPTION: Provide investment advisory services to clientele, financial plans, trade securities if applicable, establish employer plans, etc. 3) ANKENY YOUNG PROFESSIONALS POSITION: Board Member, Treasurer NATURE: AYP develops leaders through networking, outreach, growth, and community involvement. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/1/2025 ADDRESS: 1360 SW Park Sq Dr Ankeny IA 50023 DESCRIPTION: Support AYP's growth strategy, guide budget planning, ensure financial stability. 4) Van Diest Holdings, LLC - Owner Investment Related: Yes Number of hours: 1 Securities Trading Hours: 0 Start Date: 2024-11-15 Address: 919 NW 32nd St Ankeny IA 50023 Description: Acts as a holding company for real estate investments, primarily commercial in the state of Iowa. Responsibilities: Help identify, vet and invest in opportunities as they arise. 5) ANKENY COMMUNITY CHAMPIONS - BOARD MEMBER NATURE: Ankeny leaders uniting to support and uplift community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 1/1/25 ADDRESS: 210 Ne Delaware Ave Ste 200 Ankeny IA 50021 DESCRIPTION: Provide guidance on strategic growth and development of the community of Ankeny and helping those in the community to gain access to resources and economic opportunity via non-profits. 6) PHOEBE FOUNDATION AFRICA POS: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2025 ADDRESS: Plot 122 New Twapia, Ndola UM 00000 DESCRIPTION: Provide strategic advice on the growth and partnership opportunities with the PFA and other organizations to grow the footprint of impact the PFA can make on those that need it most. 7) YOUNG PROFESSIONALS CONNECTION - BOARD OF DIRECTORS POS: Board Member, Treasurer NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/03/2025 ADDRESS: Des Moines IA 50309 DESCRIPTION: Along with growing the young professional pool and resources available to those in the DSM area I will create a record of all monthly meetings and any special meetings and keep record of the financials of the organization. 8) Greater Des Moines Partnership - YPC - Board Member & Treasurer NATURE: Young professionals connect, grow careers, build community, and drive change. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 700 Locust Street, Suite 100, Des Moines DESCRIPTION: Guide growth strategy, ensure financial oversight, support organizational sustainability. 9) Van Diest Land Partners, LLC - Founder; NATURE: Multi-Owner LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2025-04-29 ADDRESS: 1016 Sumit Drive Webster City IA 50595 DESCRIPTION: Utilized for purchasing and leasing out land. 10) Acro Capital Group, LLC - Owner, Manager; NATURE: Administrative. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-03-01 ADDRESS: 302 W Broadway St Polk City Iowa 50226 DESCRIPTION: Holding company for commercial real estate investment, multi-unit property

Exams

• S66 Uniform Combined State Law Examination
  2023-05-09