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Seth Bradley Fulton

Van Diest Capital

Johnston, IA

Polk City, IA

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Current Employers
Van Diest Capital

302 West Broadway Suite 9, Polk City, IA 50226 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-11-25
  • IA RA
    APPROVED
    Since 2025-11-25

Branch Locations

6165 Nw 86Th St., Johnston, IA 50131 • United States

302 West Broadway Suite 9, Polk City, IA 50226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Johnston IA 05/2016 11/2018
Osaic Wealth, Inc Johnston IA 11/2018 11/2025
Van Diest Capital Johnston IA 11/2025 Present
Previous Registrations
  • 2018-11-02 → 2025-11-27
    Johnston, IA
    Rochester, MN
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Johnston, IA
    Cedar Rapids, IA
    Rochester, MN
  • 2012-04-02 → 2016-05-13
    Cedar Rapids, IA
    Webster City, IA
    Johnston, IA
    West Des Moines, IA
    Webster City, IA
Other Businesses

1. FULTON FINANCIAL POSITION: Owner NATURE: DBA name for Securities Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 07/23/2018 ADDRESS: 6165 NW 86th St., Johnston IA 50131, United States DESCRIPTION: DBA Name for Securities business 2. JOHNSTON YOUTH FOOTBALL POSITION: Treasurer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 6837 NW 87th Ct., Johnston IA 50131, United States DESCRIPTION: I will help with registration and communications. 3. VDC Accounting, LLC; he is a minority owner and Partner in the firm but spends no time working with it. 4. Acro Capital Group, LLC - Owner, Manager; NATURE: Administrative. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-03-01 ADDRESS: 302 W Broadway St Polk City Iowa 50226 DESCRIPTION: Holding company for commercial real estate investment, multi-unit property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2012-03-30

View on SEC IAPD

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