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Inactive

Cory Michael Esposito

A4 Wealth Advisors LLC

Huntersville, NC

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Current Employers
A4 Wealth Advisors Llc

16140 Northcross Drive, Huntersville, NC 28078 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-15
TX RA APPROVED 2025-08-15
  • NC RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

16140 Northcross Drive, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A4 Wealth Advisors Llc Huntersville NC 08/2025 Present
Lpl Financial Fort Mill SC 04/2022 08/2025
Lpl Financial Fort Mill SC 11/2020 08/2025
Lpl Financial Fort Mill SC 11/2020 04/2022
Ubs Financial Services Inc. Charlotte NC 10/2018 11/2020
Ubs Financial Services Inc. Charlotte NC 09/2018 11/2020
Full Time Student Tuscaloosa AL 07/2015 05/2018
Charter Communications Charlotte NC 05/2017 08/2017
Ubs Financial Services Inc. Charlotte NC 07/2018 11/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2018-10-15
Designations

View on SEC IAPD

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RICHARD GORDON FALLON
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KARA Buteau KUNZ

Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

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