Inactive

Mary Kathryn Bauman

Eden Prairie, MN

Claim This Profile

Current Employers

Boulay Wealth

11095 Viking Drive Suite 500, Eden Prairie, MN 55344 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-05-24

MN RA
APPROVED

Since 2024-05-24

Branch Locations

11095 Viking Drive Suite 500, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boulay Financial Advisors	Eden Prairie	MN	07/2022	Present
Midwest Pension & Profit Sharing Services	Minneapolis	MN	06/2015	07/2022

07/2022 → Present

Boulay Financial Advisors

Eden Prairie, MN
06/2015 → 07/2022

Midwest Pension & Profit Sharing Services

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-19

S65 Uniform Investment Adviser Law Examination

2023-12-19

Other Names

Katie Bauman

View on SEC IAPD

Other Firms

STRATEGIC WEALTH GROUP

LPL FINANCIAL LLC

SPLIT ROCK PARTNERS, LLC

OSAIC WEALTH, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

USADVISORS WEALTH MANAGEMENT, LLC

TWIG ASSET MANAGEMENT, LLC

Other Investors

NATHANIEL HVID RUNNING

GEORGE WILLIAM MULWEE

AMANDA SUZANNE BERRY

DANIEL LEE SIGURDSON

CHRISTOPHER JAMES HAMILTON

JOHN WILLIAM LINDBERG

BENJAMIN DANIEL OLLILA

Benjamin John Prchal

Other Offices

STRATEGIC WEALTH GROUP · EDEN PRAIRIE, MN

LPL FINANCIAL LLC · EDEN PRAIRIE, MN

SPLIT ROCK PARTNERS, LLC · EDEN PRAIRIE, MN

EDWARD JONES · EDEN PRAIRIE, MN

OSAIC WEALTH, INC. · EDEN PRAIRIE, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Eden Prairie, MN

USADVISORS WEALTH MANAGEMENT, LLC · EDEN PRAIRIE, MN

TWIG ASSET MANAGEMENT, LLC · EDEN PRAIRIE, MN

More in Eden Prairie, MN

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