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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-11 |
Branch Locations
200 W Parkwood Ave, Friendswood, TX 77546 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Crowley | TX | 11/2015 | Present |
| Wells Fargo Clearing Services, Llc | Crowley | TX | 06/2018 | Present |
UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START 9/9/2021, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, FOOD AND GROCERY DELIVERY SERVICE. NEIGHBORFAVOR, INC., NOT INV RELATED, AUSTIN, TX, DELIVERY DRIVER, START 7/16/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOOD AND GROCERY DELIVERY SERVICE. DOORDASH, NOT INV RELATED, SAN FRANCISCO, CA, DASHER, START 7/16/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, DELIVERY DRIVER. NEW JERU MUSIC, NOT INV RELATED, BURLESON, TX, 100% OWNERSHIP, START 11/27/2017, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, MUSIC PRODUCER AND RECORDING ENGINEER. AUD MUSIC, NOT INVT RELATED, BURLESON, TX, 100% OWNERSHIP, START DATE 2/16/2024, 20-30 HRS PER MONTH, 0 HRS DURING TRADING, AUDIO MIXING AND MUSIC PRODUCTION SERVICES. ELLIS PARTNERS IN MANAGEMENT SOLUTION, NOT INV RELATED, IRVING, TX, MYSTERY SHOPPER, START 9/2/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, VISIT APARTMENTS AND EVALUATE EMPLOYEE PERFORMANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-02 |
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