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Ramesh Dharmarajan

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Plano, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-19
  • TX RA
    APPROVED
    Since 2023-07-19

Branch Locations

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

3300 Preston Rd, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Mckinney TX 10/2012 06/2022
Wells Fargo Clearing Services, Llc Mckinney TX 06/2018 06/2022
Wells Fargo Clearing Services, Llc Plano TX 07/2023 Present
Wells Fargo Bank, Na Plano TX 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-02
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S66 Uniform Combined State Law Examination
    2021-01-02
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Ramesh D

View on SEC IAPD

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